Advisory Opinion:
1675
Year Issued:
1996
RPC(s):
RPC 1.7(b); 7.1; 7.2(c); 7.3(a); 8.4(c)
Subject:
Solicitation; referrals from real estate broker
The Committee reviewed your inquiry regarding the ethical implications of being available for a real estate broker's referrals. You would not actively solicit clients through the broker; rather you would simply be available for referrals without giving anything of value to the broker in exchange for the referrals. The Committee concluded that on the facts presented, these referrals would not violate RPC 7.3(a) and RPC 7.2(c). The official commentary to ABA Model Rule 7.2 ( c ) states in part that: "This restriction does not prevent an organization or person other than the lawyer from advertising or recommending the lawyer's services." Serious questions would be presented, if, for example, a lawyer were to pay for referrals, offer discounts in legal fees or offer anything of value to clients referred by the broker which would increase the value of the broker's business, make misrepresentations in order to obtain clients, or perhaps to learn that the broker is making unduly flattering misrepresentations about the lawyer. No such facts are presented here. Cf. RPC 1.7(b), 7.1, 8.4(c).
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