Advisory Opinion:
1938
Year Issued:
2001
RPC(s):
RPC 4.2; 7.1; 7.2
Subject:
Sending unsolicited advertisement to incarcerated individual
The inquiring lawyer asks the following question: Assuming the lawyer does not know a recently incarcerated individual has a lawyer and the incarcerated individual has not informed the lawyer that he/she does not want to receive communication from the lawyer, may a lawyer send factual brochures to the recently incarcerated individual that advertises the lawyer’s services?
Yes. The Rules of Professional Responsibility (RPCs) do not prohibit a lawyer from soliciting a prospective client by mailing truthful and non-misleading advertisements to the prospective client. While there is some general concern regarding the appropriateness of soliciting prospective clients who are not in a strong position to decline the lawyer’s services, the RPCs make no reference to the prospective client’s circumstances. Courts, other ethical governing bodies and commentators have recognized that a lawyer has a First Amendment right to advertise his or her services, which includes a targeted solicitation to prospective clients. The record-keeping obligations imposed on lawyer advertising by the RPCs act to police any misconduct by the targeted solicitation.
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