Advisory Opinion:
1411
Year Issued:
1991
RPC(s):
RPC 1.6; 1.9
Subject:
Conflict of interest; initial client contact; formation of attorney-client relationship
The Committee reviewed your inquiry regarding conflict of interest avoidance systems. The Committee is of the opinion that there is no short answer to the question of when does a conflict or the appearance of a conflict of interest arise. The Committee is of the opinion that the attorney-client relationship exists when a reasonable client believes that there is such a relationship. The Committee has previously determined that information obtained during an initial interview with a prospective client would rise to the level of secrets or confidences and that that information could not be disclosed by the lawyer except in compliance with RPC 1.6.
If an individual interviewed a firm for purposes of representation and the lawyer or law firm were not retained, it would be a conflict of interest for the lawyer or a member of the law firm to subsequently undertake to represent a third party in a matter adverse to the original prospective client in a related matter or in a matter involving confidences or secrets of the prospective client. The Committee is of the opinion that RPC 1.9 would apply in such a situation.
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