Advisory Opinion: 1744

Year Issued: 1997

RPC(s): RPC 5.3

Subject: Nonlawyer assistants; duty to supervise volunteers


Your question regards the ethical responsibilities of a supervising attorney for volunteers who work in a law office. In the situation described, the volunteers have no legal background or training in law.

In answer to your request, the RPC Committee feels RPC 5.3 governs. That section provides: " With respect to a nonlawyer employed or retained by or associated with a lawyer: (a) A partner in a law firm shall make reasonable efforts to ensure that the firm has in effect measures giving reasonable assurance that the person's conduct is compatible with the professional obligations of the lawyer; (b) A lawyer having direct supervisory authority over the nonlawyer shall make reasonable efforts to ensure that the person's conduct is compatible with the professional obligations of the lawyer; and (c) A lawyer shall be responsible for conduct of such a person that would be a violation of the Rules of Professional Conduct if engaged in by a lawyer if: (1) The lawyer orders or, with the knowledge of the specific conduct, ratifies the conduct involved; or (2) The lawyer is a partner in the law firm in which the person is employed or has direct supervisory authority over that person, and knows of the conduct at a time when its consequences can be avoided or mitigated but fails to take reasonable remedial action."

The fact that these are volunteer versus paid employees makes no difference.

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Advisory Opinions are provided for the education of the Bar and reflect the opinion of the Committee on Professional Ethics (CPE) or its predecessors. Advisory Opinions are provided pursuant to the authorization granted by the Board of Governors, but are not individually approved by the Board and do not reflect the official position of the Bar association. Laws other than the Washington State Rules of Professional Conduct may apply to the inquiry. The Committee's answer does not include or opine about any other applicable law other than the meaning of the Rules of Professional Conduct.